Regulatory Change Delivery
Assess the operational implications of new requirements and coordinate implementation.
Risk & Compliance
Financial Crime, AML & Transaction Monitoring
Strengthen financial-crime controls and the operations that support them.
Overview
What this means for your business.
Financial-crime capability connects customer information, risk assessment, screening, monitoring and investigation with the services the business provides.
Capmark helps institutions improve AML, KYC, sanctions and transaction-monitoring programmes. Our work spans data quality, customer risk ratings, scenario calibration, case management and investigation processes.
We work with control and operations teams to improve effectiveness and efficiency, with testing and evidence supporting material changes.
What we do
The expertise we bring.
We rebuild customer risk assessment, due diligence, ongoing KYC and customer-file standards so the risk rating is supported by evidence and drives the right monitoring. Remediation books are prioritised by risk and run to closure with traceable decisions.
We recalibrate sanctions screening and transaction-monitoring scenarios against outcome data: what alerted, what converted, what was escalated and what real risk looked like. Alert reduction is applied only where detection is tested and preserved.
We align fraud detection and AML monitoring where the same customer, account and transaction data can support both. Scam, mule, laundering and suspicious-payment activity are investigated as one picture rather than separate queues.
We rebuild the investigations operating model: triage, capacity, procedures, QA, suspicious-activity reporting and management information. Throughput improves without lowering the quality of investigation decisions.
We fix the upstream data defects that drive false positives: unresolved entities, stale customer records, poor identifiers, weak lineage and fields never designed for screening or monitoring. Tuning only works when the alert reflects real activity.
We scope and deliver historical reviews with clear population, period, methodology, sampling, QA and closure evidence. Where a regulator, independent expert or monitor is involved, the evidence pack is built as delivery proceeds.
What to expect
A team shaped around the work.
A Senior Practitioner leads from day one. The first weeks assess the programme, the data feeding it, the findings against it and where investigator time is being consumed.
We then design the target state, tune the systems, repair the data, rebuild procedures, retrain teams and evidence each change as it is delivered.
Engagements range from current-state assessment and tuning review to full AML, sanctions, transaction-monitoring, lookback or remediation delivery.
Sequenced through current-state assessment, target design, then delivery and evidence.
01
Assess
Establish the current state, the constraints, the risks and the value at stake.
02
Define
Shape the target model and the business case with the executives who own the outcome.
03
Mobilise
Stand up the team, the plan and the governance around the outcome.
04
Implement
Design, build and test the change, with the business alongside.
05
Sustain
Cutover, hypercare and handover, so the business runs it under its own control.
The same five stages on every engagement, led by senior practitioners end to end. How we work
Client result
Relevant client experience.
Asset & Wealth Management · Financial Crime
Financial-crime controls rebuilt for the world's largest alternative asset manager
The World's Largest Alternative Asset Manager · Financial Crime Transformation
The firm partnered with us to convert regulatory findings on AML control deficiencies into a resilient financial-crime framework: customer risk assessment, screening, enhanced due diligence and AI-assisted alert reduction, remediated to completion under independent scrutiny.
- 100%
- AML findings closed and evidenced to the independent monitor
- 3
- Control domains rebuilt: customer risk assessment, name screening and enhanced due diligence
- 5
- Interlocking initiatives directed
Read the case study
Insights
Related perspectives.
Get in touch
Discuss Financial Crime, AML & Transaction Monitoring.
Tell us what you are working through and the expertise you need.